Financial Regulation News

Sebi and the European Securities and Markets Authority (ESMA) have signed a memorandum of understanding to enhance cooperation and information exchange concerni

SEBI is expected to revise its derivatives settlement price methodology within approximately a week, following feedback received during the initial phase of CAS

SEC reforms are reportedly threatening a vital tenet of US equity markets by risking investors' ability to compare companies.

The article argues that traditional banks possess inherent advantages over fintechs in cross-border payments, such as existing account relationships, regulatory

The head of the UK's financial regulator, Nikhil Rathi, is accused of threatening a consumer group over a £9.1 billion car loan compensation scheme, according t

The Financial Conduct Authority (FCA) is reviewing child trust fund providers to ensure they are actively reuniting young people with £1.5bn in unclaimed accoun

China's central bank and financial regulator have introduced new property sector guidelines aimed at reducing developers' reliance on presale funds. Under these

SEBI has proposed easing rules for merchant bankers involved in small-value debt issues, citing limited availability and delays as hindrances. This move aims to

FISME has urged the RBI to reconsider its proposal to ban NBFCs from offering revolving credit, warning that such a move could severely impact working-capital f

A JPMorganChase executive, Stevie Baron, has warned that proposed federal bank capital rules, part of Basel III Endgame, could restrict credit access for millio

This article explains how revolving credit functions in India and details the new restrictions proposed by the Reserve Bank of India (RBI) concerning this finan

SEBI has issued a warning to investors regarding live trading tips and stock recommendations shared on social media platforms by unregistered individuals. The r

India needs to implement guardrails around shadow loans to ensure financial stability.

SEBI is proposing an overhaul of settlement rules to reduce the gap between settlement amounts and final penalties, and to expedite case resolution through fast

The Securities and Exchange Board of India (Sebi) has proposed a mandatory colour-coded Credit Risk-o-Meter for debt securities to improve investor awareness re

SEBI whole-time member Amarjeet Singh emphasized the importance of investor trust and ethical conduct for India's rapidly expanding mutual fund industry. He urg

Paytm's management has received a notice from India's markets regulator, SEBI, concerning the timing of its 2023 announcement regarding the curbing of small per

Prediction firms are identifying insider traders, but many are unlikely to face charges due to a lack of staffing, legal tools, and will from the regulatory age

The Securities Appellate Tribunal (SAT) is experiencing a six-year high in its backlog, primarily due to a pile-up of old cases rather than new filings, coupled

The RBI's updated governance framework aims to empower bank boards to focus on long-term strategy and risk by simplifying compliance and clarifying delegation n

A surge in app-based lending in India is pushing many into a debt trap due to extremely high interest rates, leading them to borrow more to repay existing loans

The Reserve Bank of India (RBI) has implemented changes to its loan recovery rules, aiming to enhance protection for borrowers.

Shares of Bajaj Finance and Bajaj Finserv declined sharply after the RBI proposed new regulations for NBFCs, potentially restricting them to offering only term

The Reserve Bank of India (RBI) has issued draft norms for 'on-tap' licensing of urban co-operative banks, reopening fresh approvals after a two-decade freeze.